Investment Actions (Issuer Edge)
​We have released the Investment Action feature for Issuer Edge admin users. Once enabled, this feature allows users to create non-trade investment actions with accompanying notes and documents for you to track ongoing suitability. Investor actions automatically create a chronological searchable log of each of these actions, with compliance review optionality, to help you record and demonstrate compliance beyond the initial subscription process.
​
Please contact your Client Success Manager to have this module enabled at no additional fee and see the following guide for more information: https://community.exemptedge.com/en/articles/5569792-investment-actions

KYC
​We have updated the verbiage to ‘His Majesty’ in the ‘Politically Exposed Domestic Person’ AML section of the KYC.

Assistants (Dealer Edge)
​We have applied an update so that when an advisor/assistant relationship has been removed from the system, the assistant user no longer is able to view any of the transactions or investor profiles that are assigned to their previous advisor. When an advisor or admin user is viewing a historical transaction, it will still record the assistant in the details, however the assistant will no longer have access to this data.

Accounts
​When creating/editing an investor account, we have updated the name of the ‘External Application Reference #’ field to ‘External Identifier’ so that it is consistent with the Position Template.