Issuer
Within the Issuers Module, advisors will be able to select an Issuer to review their offerings, documents and details.
High-level details about the Issuer and the offering would be viewable when the advisor first clicks on an issuer's profile. If provided, the advisor would have access to see more details on the issuers offerings.
Offering
Accessing the Offering would show the advisor the:
Overview - The Offering Overview would show a snapshot of the advisor's Total $ Invested over time, a summary of active transaction status, a table of securities sold by the advisors, and a listing of their KYP history for the offering (if the KYP feature is being used by the company).
Current Market Value - The Current Market Value table would display the tracked value for the offering, any active CMV would update the investor's total position. Advisors can review and documents or notes added by their admins regarding the CMV update.
Offering Details - The Offering Details tab summarizes the high-level details of the offering. It would also show the advisor some Investor Profiling (Registered Account Eligibility, Conflicts, Time Horizon, Objectives, and Jurisdictions), and Commission Details.
Document Control - Here advisors would have access to view, print or download any approved Offering Document, Marketing Material and Investor Update Document.